Evan Wright represented an accountant in professional disciplinary proceedings who failed to notify his regulator and insurer about the existence of a criminal investigation into his practice. Although lack of integrity had to be admitted, the accountant was advised to deny the allegation of dishonesty in the subsequent professional misconduct investigation.

The regulator did not accept this submission and the matter proceeded to a contested hearing. The accountant was called to give evidence and submissions were made about the lack of dishonesty. The committee found that the accountant had not been dishonest. In light of the admissions already made, the panel imposed a reprimand and directed the accountant to pay costs. The lack of dishonesty was very important because an adverse finding in that respect would almost certainly have led to a striking off the register. The structuring of the written admissions and preparation for the hearing were most important in maximising the chances of securing this result and the continuation of our client’s practice. JMW’s professional regulation and fitness to practise team regularly represent professionals across all sectors when they are accused of breaching regulations.